Register

In order for the funds to comply with the requirements of the United States Securities Act of 1933, as amended, information about the funds may only be provided to accredited investors or non-U.S. persons. In order to obtain a password, you must provide us with information to enable us to determine whether you are an accredited investor or a non-U.S. person. After you answer the appropriate questionnaire, the questionnaire will be reviewed and you may be contacted by the firm, prior to a password being issued to you. A password will only be issued after an appropriate waiting period.

 

ACCREDITED INVESTOR CERTIFICATION

The undersigned hereby represents and warrants that the undersigned is an "Accredited Investor" as defined in Regulation D under the Securities Act of 1933, as amended (“Regulation D”) because the undersigned is [check applicable sections]:

(a): An individual who has net worth, or joint net worth, with that person’s spouse at the time of his purchase in excess of $1,000,000.

(b): An individual who had an income in excess of $200,000 in each of the two most recent years or joint income with that person’s spouse in excess of $300,000 in each of those years and who reasonably expects an income in excess of the same income level in the current year.

(c): A corporation, Massachusetts or similar business trust, a partnership, a limited liability company or an organization described in Section 501(c)(3) of the Internal Revenue Code, not formed for the specific purpose of making this investment, with total assets in excess of $5,000,000.

(d): An entity in which all of the equity owners are Accredited Investors under Rule 501 of Regulation D.

(e): A trust with total assets in excess of $5,000,000, not formed for the specific purpose of making this investment, the investments of which are directed by a person with knowledge and financial expertise in financial and business matters, as described in Rule 506(b)(2)(ii) of Regulation D.

(f): A bank, savings and loan association, broker, dealer, insurance company, investment company, business development company, licensed small business investment company or private business development company (as such terms are defined under applicable sections of the Securities Act of 1933, Securities and Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, or Small Business Investment Act of 1958).

(g): An organization described in Section 501(c)(3) of the Internal Revenue Code, not formed for the specific purpose of making this investment, with total assets in excess of $5,000,000 the investments of which are directed by a person with knowledge and financial expertise in financial and business related matters, as described in Regulation D.

(h): Other (please explain).



(i): I am not an Accredited Investor.

QUALIFIED ELIGIBLE PERSON CERTIFICATION
(For U.S. Persons)

IF YOU ARE A COMMODITY POOL, PROVIDE NAME OF COMMODITY POOL OPERATOR:


The person or entity seeking to obtain a password hereby represents and warrants that the undersigned is a “Qualified Eligible Person” (“QEP”) within the meaning of Section 4.7 promulgated by the U.S. Commodity Futures Trading Commission under the U.S. Commodity Exchange Act of 1974, as amended (the “CE Act”) because it qualifies under Category I or Category II.A and Category II.B below:

 

Category I. The person or entity seeking to obtain a password satisfies one or more of the following [check applicable sections]:


(a): A “qualified purchaser” as defined in section 2(a)(51)(A) of the Investment Company Act of 1940, as amended.

(b): A futures commission merchant registered pursuant to section 4d of the CE Act, or a principal of such futures commission merchant.

(c): A broker or dealer registered pursuant to section 15 of the Securities Exchange Act of 1934, as amended, or a principal of such broker or dealer.

(d): A commodity pool operator registered pursuant to section 4m of the CE Act that (i) has been registered and active as such for two years or (ii) operates pools which, in the aggregate, have total assets in excess of $5,000,000, or a principal of such a commodity pool operator.

(e): A commodity trading advisor registered pursuant to section 4m of the CE Act that (i) has been registered and Active as such for two years or (ii) provides commodity interest trading advice to commodity accounts which, in the aggregate, have total assets in excess of $5,000,000 deposited at one or more futures commission merchants, or a principal of such a commodity trading advisor.

(f): An investment adviser, registered pursuant to section 203 of the Investment Advisers Act of 1940, as amended or the laws of any state, that (i) has been registered and active as such for two years or (ii) provides securities investment advice to securities accounts which, in the aggregate, have total assets in excess of $5,000,000 deposited at one or more registered securities brokers, or a principal of such an investment adviser.

(g): A trust not formed for the specific purpose of participating in the Company so long as (i) the trustee or other person authorized to make investment decisions with respect to the trust is a QEP, and (ii) each settlor or other person who has contributed assets to the trust is a QEP.

(h): An organization described in section 501(c)(3) of the Internal Revenue Code so long as the trustee or other person authorized to make investment decisions with respect to the organization, and the person who has established the organization, is a QEP.

(i): (with respect to an “exempt pool” (as defined in CEA Regulation 4.7), the pool operator, trading adviser or investment adviser of the exempt pool, or an affiliate of any of the foregoing, or certain other persons specified in CEA Regulation 4.7(a)(2)(viii)(A).

(j): an entity in which all of the unit owners or participants, other than the commodity trading adviser claiming relief under CEA Regulation 4.7, are qualified eligible persons.

(k): an “exempt pool,” as defined in CEA Regulation 4.7.

(l): an entity as to which a notice of eligibility has been filed pursuant to Regulation 4.5 adopted under the CEA which is operated in accordance with such regulation and in which all unit owners or participants, other than the commodity trading advisor claiming relief under CEA Regulation 4.7, are qualified eligible persons.

OR

Category II.A. The person or entity seeking to obtain a password satisfies one or more of the following [check applicable sections]:

(a): Owns securities and other investments with an aggregate market value of at least $2,000,000 (excluding interests in issuers with which the undersigned is affiliated).

(b): Has, or has had, on deposit for its own account with a futures commission merchant at any time during the preceding six months, $200,000 or more in exchange-specified initial margin and option premiums for commodity interest transactions.

(c): [check this option only if you do not fall within either (a) or (b) above] Has a portfolio comprised of a combination of the investments specified in (a) above and the margin and premium specified in (b) above such that the sum of the combination equals, as a percentage of each of the minimum required investments and margin and option premiums, 100% (e.g., investments of $1 million (50%) and margin and option premiums of $100,000 (50%)).

AND

Category II.B. The person or entity seeking to obtain a password satisfies one or more of the following [check applicable sections]:


(a): An Accredited Investor as set forth in sub-sections (a), (b), (c) or (f) of the Accredited Investor Certification (other than an investment company or business development company formed for the specific purpose of making this investment or a licensed small business investment company).

(b): A pool, trust, insurance company separate account or bank collective trust, (i) that has total assets in excess of $5,000,000, (ii) that is not formed for the specific purpose of making this investment, and (iii) whose investment is directed by a QEP described in this Qualified Eligible Participant Certification.

(c): A government entity (including the United States, a State, or a foreign government) or political subdivision thereof, or a multinational or supranational entity or an instrumentality, agency, or department of any of the foregoing, except for (i) plans established and maintained by a State, its agencies or subdivisions for the benefit of employees, with total assets which do not exceed $5,000,000, or (ii) plans which are not otherwise authorized by law to engage in such transactions.


BELOW * FIELDS ARE MANDATORY FOR REGISTRATION PROCESS
       
User Name*: Password*:
First Name*: Last Name*:
Company*: Title*:
Website: Email*:
Phone*: Fax:
Address*: City*:
State/Province*: Zip*:
Country*: Classification*:
Disclaimer: Conquest Capital Group, LLC does not sell information submitted through this website.
Conquest Capital Group, LLC reserves the right to share such information with any vendors with which it contracts for servicing client accounts.
       


Copyright © 2010 Conquest Capital Group, LLC ::: All Rights Reserved. Legal Disclaimer