Register

In order for the funds to comply with the requirements of the United States Securities Act of 1933, as amended, information about the funds may only be provided to accredited investors or non-U.S. persons. In order to obtain a password, you must provide us with information to enable us to determine whether you are an accredited investor or a non-U.S. person. After you answer the appropriate questionnaire, the questionnaire will be reviewed and you may be contacted by the firm, prior to a password being issued to you. A password will only be issued after an appropriate waiting period.

 

NON-U.S. PERSON CERTIFICATION

Please check the box if the person or entity seeking to obtain a password is representing that such person or entity is not a U.S. Person:

(a): The person or entity seeking to obtain a password represents and warrant that he, she or it is not a U.S. Person as defined below and that it is not illegal under the laws of the home country of such person or entity to view information about the funds and that such person or entity doing so will not cause the funds to be subject to any regulatory requirement in such home country.

The person or entity seeking to obtain a password is a(n) (check one):

(b): Individual

(c): Partnership or corporation organized under the laws of

(d): Other (please explain)


(1) "U.S. Person" means:

(i) any natural person resident in the United States;

(ii) any partnership or corporation organized or incorporated under the laws of the United States;

(iii) any estate of which any executor or administrator is a U.S. person;

(iv) any trust of which any trustee is a U.S. person;

(v) any agency or branch of a foreign entity located in the United States;

(vi) any non-discretionary account or similar account (other than an estate or trust) held by a dealer or other fiduciary for the benefit or account of a U.S. Person;

(vii) any discretionary account or similar account (other than an estate or trust) held by a dealer or other fiduciary organized, incorporated, or (if an individual) resident in the United States; or

(viii) any partnership or corporation if-
(a) organized or incorporated under the laws of any non-U.S. jurisdiction; and
(b) formed by a U.S. Person principally for the purpose of investing in securities not registered under the Act, unless it is organized or incorporated, and owned, by accredited investors (as defined in Rule 501 (a) under the Act) who are not natural persons, estates or trusts.

(2) Notwithstanding (1) above, any discretionary account or similar account (other than an estate or trust) held for the benefit or account of a non-U.S. Person by a dealer or other professional fiduciary organized, incorporated, or (if an individual) resident in the United States shall not be deemed a "U.S. Person."

(3) Notwithstanding (1) above, any estate of which any professional fiduciary acting as executor or administrator is a U.S. Person shall not be deemed a U.S. Person if-
(i) an executor or administrator of the estate who is not a U.S. Person has sole or shared investment discretion with respect to the assets of the estate; and
(ii) the estate is governed by non-U.S. law.

(4) Notwithstanding (1) above, any trust of which any professional fiduciary acting as trustee is a U.S. Person shall not be deemed a U.S. Person if a trustee who is not a U.S. Person has sole or shared investment discretion with respect to the trust assets, and no beneficiary of the trust (and no settlor if the trust is revocable) is a U.S. Person.

(5) Notwithstanding (1) above, an employee benefit plan established and administered in accordance with the law of a country other than the United States and customary practices and documentation of such country shall not be deemed a U.S. Person.

(6) Notwithstanding (1) above, any agency or branch of a U.S. Person located outside the United States shall not be deemed a "U.S. Person" if-
(i) the agency or branch operates for valid business reasons; and
(ii) the agency or branch is engaged in the business of insurance or banking and is subject to substantive insurance or banking regulation, respectively, in the jurisdiction where located.

(7) The International Monetary Fund, the International Bank for Reconstruction and Development, the Inter-American Development Bank, the Asian Development Bank, the African Development Bank, the United Nations, and their agencies, affiliates and pension plans, and any other similar international organizations, their agencies, affiliates and pension plans shall not be deemed "U.S. Persons."

QUALIFIED ELIGIBLE PERSON CERTIFICATION (For Non-U.S. Persons)

The person or entity seeking to obtain a password certifies that it is a Non-U.S. Person for purposes of Rule 4.7 promulgated under the Commodities Exchange Act of 1974, as amended because it is: (Check all that apply)

(e): a natural person who is not a resident of the United States;

(f): a partnership, corporation or other entity, other than an entity organized principally for passive investment, organized under the laws of a foreign jurisdiction (a jurisdiction outside of the United States) and which has its principal place of business in a foreign jurisdiction;

(g): an estate or trust, the income of which is not subject to United States income tax regardless of source;

(h): an entity organized principally for passive investment such as a pool, investment company or other similar entity; provided, that units of participation in the entity held by U.S. Persons represent in the aggregate less than 10% of the beneficial interest in the entity, and that such entity was not formed principally for the purpose of facilitating investment by persons who do not qualify as Non-U.S. Persons in a pool with respect to which the operator is exempt from certain requirements of Part 4 of the Commodity Futures Trading Commissions regulations by virtue of its participants being Non-U.S. Persons; or

(i): a pension plan for the employees, officers or principals of an entity organized and with its principal place of business outside the United States.

For purposes of this paragraph, the term "United States" means the United States, its states, territories or possessions, or an enclave of the United States government, its agencies or instrumentalities.

A person or entity which cannot initial any of the items may qualify as a "qualified eligible person" if it can check the following item.

The person or entity seeking to obtain a password certifies that (i) it understands the manner in which a participant will qualify as a "qualified eligible person" of an entity and (ii) it is an entity all of the participants of which are "qualified eligible persons".

 

BELOW * FIELDS ARE MANDATORY FOR REGISTRATION PROCESS
       
User Name*: Password*:
First Name*: Last Name*:
Company*: Title*:
Website: Email*:
Phone*: Fax:
Address*: City*:
State/Province*: Zip*:
Country*: Classification*:
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Conquest Capital Group, LLC reserves the right to share such information with any vendors with which it contracts for servicing client accounts.
       


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